Our Services

Our services

• Compliance coordination across units
• Outreach and education
• Regulatory reporting calendars
• Regulatory requirements inventories
• Regulatory compliance risk assessments
• Process reviews and efficiencies
• Compliance gap identification
• Compliance risk mitigation strategies  
• Periodic reports to Institutional Risk Council, Cabinet, and Board of Trustees
• Regulatory investigations
• University privacy strategy
• University policies

Notify University Compliance:

• Results of regulatory findings 
• Results of an external audit (State, Federal, or 3rd party) 
• Results of an external regulatory inspection 

When to Contact University Compliance

• To plan for or conduct a Compliance Assessment 
• To communicate, discuss, or evaluate compliance readiness for emerging regulations 
• To navigate a potential or actual compliance-related incident or violation
• To identify additional stakeholders who might need to be engaged in a compliance-related issue
• To identify a compliance owner or partner
• To discuss or navigate any compliance-related concerns or questions

Contact University Compliance