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Our Services


Our services

  • Compliance coordination across units
  • Outreach and education
  • Regulatory reporting calendars
  • Regulatory requirements inventories
  • Regulatory compliance risk assessments
  • Process reviews and efficiencies
  • Compliance gap identification
  • Compliance risk mitigation strategies  
  • Periodic reports to Institutional Risk Council, Cabinet, and Board of Trustees
  • Regulatory investigations
  • University privacy strategy
  • University policies

When to Contact University Compliance

  • Notice of an external agency audit (State or Federal)
  • Notice of an external regulatory inspection or visit 
  • To plan for or conduct a Compliance Assessment 
  • To communicate, discuss, or evaluate compliance readiness for emerging regulations 
  • To navigate a potential or actual compliance-related incident or violation
  • To identify additional stakeholders who might need to be engaged in a compliance-related issue
  • To identify a compliance owner or partner
  • To discuss or navigate any compliance-related concerns or questions

Contact University Compliance